SEC Filings

Select the filing type and date range you wish to view from the drop-down menus below.

FormDescriptionDateFormat
3Initial filing by director officer or owner of more than ten percent.Nov 21, 2006View HTMLDownload DOCDownload PDF
NT 10-QNotification that form type 10-Q will be submitted lateNov 14, 2006View HTMLDownload DOCDownload PDF
10-K/AAmendment to a previously filed 10-KSep 11, 2006View HTMLDownload DOCDownload PDFDownload XLS
8-KReport of unscheduled material events or corporate eventAug 17, 2006View HTMLDownload DOCDownload PDF
NT 10-QNotification that form type 10-Q will be submitted lateAug 14, 2006View HTMLDownload DOCDownload PDF
NT 10-QNotification that form type 10-Q will be submitted lateMay 15, 2006View HTMLDownload DOCDownload PDF
NT 10-KNotification that form 10-K will be submitted lateMar 31, 2006View HTMLDownload DOCDownload PDF
3Initial filing by director officer or owner of more than ten percent.Mar 29, 2006View HTMLDownload DOCDownload PDF
3Initial filing by director officer or owner of more than ten percent.Mar 29, 2006View HTMLDownload DOCDownload PDF
3Initial filing by director officer or owner of more than ten percent.Mar 29, 2006View HTMLDownload DOCDownload PDF

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FINRA Investor Protection

FINRA Investor ProtectionPrivacy Policy

Financial Industry Regulatory Authority (FINRA) Conduct Rule 2267ATEL values the trust you have placed in us. As a part of our relationship, we respect and FINRA Rules & Regulation Website: http://www.finra.org/RulesRegulationacknowledge your privacy. Pursuant to Federal Trade Commission regulations (and SEC Regulation
The FINRA Regulation Public Disclosure Program Hotline:

FINRA P.O. Box 9401
Gaithersburg, Maryland 20898-9401
Telephone: (800) 289-9999
Fax: (301) 212 8137

The FINRA Regulation Public Disclosure Program publishes an investor brochure which is available by contacting Public Disclosure at the above telephone number or address.

Visit FINRA at http://www.FINRA.org

FINRA BrokerCheck: Click Here to check the background of your investment professional.

S-P), we would like you to understand our policies and procedures for protecting the nonpublic financial information we receive from you. Our policies relating to disclosure of your nonpublic personal financial information are as follows:

ATEL Investor Services can collect nonpublic personal information about you from the following sources:

Information about your transactions with us, our affiliates, or others
Information we receive from a consumer-reporting agency
Information we receive from you on sub docs or other forms


We do not disclose nonpublic personal information about our customers or former customers to anyone, except as permitted by law. We restrict access to nonpublic personal information about you to those employees who need to know that information to provide products or services to you. We maintain physical, electronic, and procedural safeguards that comply with federal standards to guard your nonpublic personal information.  

If you have any questions about these policies or our use, maintenance and disclosure of your personal financial information, please contact our Investor Services Department at (800) 543-2835 ext 3.