ATEL VENTURE PORTFOLIO NEWS
FINRA Investor Protection
Financial Industry Regulatory Authority (FINRA) Conduct Rule 2267ATEL values the trust you have placed in us. As a part of our relationship, we respect and FINRA Rules & Regulation Website: http://www.finra.org/RulesRegulationacknowledge your privacy. Pursuant to Federal Trade Commission regulations (and SEC Regulation
The FINRA Regulation Public Disclosure Program Hotline:
FINRA P.O. Box 9401
Gaithersburg, Maryland 20898-9401
Telephone: (800) 289-9999
Fax: (301) 212 8137
The FINRA Regulation Public Disclosure Program publishes an investor brochure which is available by contacting Public Disclosure at the above telephone number or address.
Visit FINRA at http://www.FINRA.org
FINRA BrokerCheck: Click Here to check the background of your investment professional.
S-P), we would like you to understand our policies and procedures for protecting the nonpublic financial information we receive from you. Our policies relating to disclosure of your nonpublic personal financial information are as follows:
ATEL Investor Services can collect nonpublic personal information about you from the following sources:
Information about your transactions with us, our affiliates, or others
Information we receive from a consumer-reporting agency
Information we receive from you on sub docs or other forms
We do not disclose nonpublic personal information about our customers or former customers to anyone, except as permitted by law. We restrict access to nonpublic personal information about you to those employees who need to know that information to provide products or services to you. We maintain physical, electronic, and procedural safeguards that comply with federal standards to guard your nonpublic personal information.
If you have any questions about these policies or our use, maintenance and disclosure of your personal financial information, please contact our Investor Services Department at (800) 543-2835 ext 3.